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	<title>Concurring Opinions &#187; health care</title>
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		<title>Landscape of the Amici Supporting Florida&#8217;s Medicaid Brief</title>
		<link>http://www.concurringopinions.com/archives/2012/01/landscape-of-the-amici-supporting-floridas-medicaid-brief.html</link>
		<comments>http://www.concurringopinions.com/archives/2012/01/landscape-of-the-amici-supporting-floridas-medicaid-brief.html#comments</comments>
		<pubDate>Fri, 27 Jan 2012 05:35:08 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=56660</guid>
		<description><![CDATA[<p>Reporting results for its monthly Health Tracking Poll published today, the Kaiser Family Foundation introduced the summary of its findings thus:  &#8220;As the Supreme Court prepares to hear legal challenges to the health reform law in March, most Americans expect the Justices to base their ruling on their own ideological views rather than their interpretation of the law&#8230;. Other key findings include:  The public doubts the Supreme Court renders judgments based solely on the law. Three-quarters (75%) say they think that, in general, Justices let their own ideological views influence their decisions while 17 percent say they usually decide cases based on legal analysis without regard to politics and ideology&#8230;.&#8221;  Notable for a term that has the potential to render a few blockbuster cases.  (The public&#8217;s opinion of the Court is worthy [...]]]></description>
			<content:encoded><![CDATA[<p>Reporting results for its monthly Health Tracking Poll <a href="http://www.kff.org/kaiserpolls/8274.cfm">published today,</a> the Kaiser Family Foundation introduced the summary of its findings thus:  &#8220;As the Supreme Court prepares to hear legal challenges to the health reform law in March, most Americans expect the Justices to base their ruling on their own ideological views rather than their interpretation of the law&#8230;. Other key findings include:  The public doubts the Supreme Court renders judgments based solely on the law. Three-quarters (75%) say they think that, in general, Justices let their own ideological views influence their decisions while 17 percent say they usually decide cases based on legal analysis without regard to politics and ideology&#8230;.&#8221;  Notable for a term that has the potential to render a few blockbuster cases.  (The public&#8217;s opinion of the Court is worthy of its own conversation, but it&#8217;s best left for another post.) </p>
<p>It is not just the general public that believes politics will win out; amici supporting the states seem to be appealing to ideology.  In reading all of the amicus briefs supporting Petitioners&#8217; claim that the Medicaid expansion is unconstitutionally coercive, several themes reflecting this strategy emerge, such as:</p>
<ul>
<li>Rejection or non-acceptance of New Deal era programs and precedents (the foundation of spending programs such as Medicare and Medicaid).</li>
<li>Asking the Court to invent a coercion doctrine to limit the power to spend and/or seeking a return to <em><a href="http://www.oyez.org/cases/1901-1939/1935/1935_401">U.S. v. Butler</a></em>, the 1936 decision that articulated a Hamiltonian understanding of the power to spend as a separate enumerated power but that also declared the provision of the act at issue to be unconstitutional as infringing on states&#8217; rights.  (One <a href="http://aca-litigation.wikispaces.com/file/view/AAPS+amicus+%2811-400%29.pdf">brief </a>even seeks reversal of <em>Butler&#8217;s</em> adoption of the Hamiltonian view in favor of the Madisonian view that the power to spend only supports the other enumerated powers.)</li>
<li>Eschewing precedent - paragraphs unfold with no cites (the Texas <a href="http://aca-litigation.wikispaces.com/file/view/Texas+Public+Policy+Foundation+amicus+%2811-400%29.pdf">brief </a>is a good example).  Citations that do exist are often to concurrences, dissents, scholarship, or think-tank reports.  Justice Kennedy&#8217;s concurrences and dissents are well represented. </li>
<li>Providing a limited picture of the Medicaid Act and the expansion by failing to account for prior mandatory modifications to the program as well as the statutory architecture of the program (which contains both mandatory and optional elements). </li>
<li>An assertion that states cannot leave Medicaid because the federal government somehow improperly taxes state citizens, therefore states cannot tax their populations enough to pay for a state-based Medicaid equivalent. (This reflects an argument articulated by Professor Lynn Baker in her spending power articles, though it is not always attributed.) </li>
<li>Hyperbolic analogies (such as characterizing states as drug <a href="http://aca-litigation.wikispaces.com/file/view/Center+for+Constitutional+Jurisprudence+amicus+%2811-400%29.pdf">addicts</a>).</li>
</ul>
<p> A couple of additional thoughts come to mind in reading the amicus briefs:</p>
<ul>
<li>State dependence on federal funding speaks to state behavior, not federal.  </li>
<li>Coercion is too nebulous and perverse to be a coherent constitutional doctrine. This is illuminated by the amicus briefs, which essentially assert that the more money the federal government offers, the less control it should be able to exercise over either the money or the states.</li>
<li>The Court has no standard by which to judge whether the federal government offers too much money to states.  Too much money relative to what?  If healthcare is <a href="https://www.cms.gov/NationalHealthExpendData/">expensive</a>, then in a cooperative federalism arrangement the federal government must offer sufficient money to encourage a state to implement a program that will be costly.  The sum of money speaks to the nature of the program, but it does not dictate whether the federal government may permissibly offer the money to the states. </li>
<li>The tax argument is a distraction that denies the existence and purpose of the 16th Amendment as well as long-standing reliance on redistributive tax policy.</li>
</ul>
<p>Despite the Medicaid expansion being the surprise question before the Court for many observers, it may dictate the outcome of the case.  The Court could dodge the Commerce Clause question by virtue of the Anti-Injunction Act but still limit congressional authority by adopting the anti-federal spending position of the states and their amici.  An additional theme - that Medicaid is essential to the minimum coverage provision &#8211; could make it so that Medicaid is the downfall of PPACA rather than the individual mandate.  Such a result would fly in the face of severability jurisprudence; but, much about this litigation is unprecedented.</p>
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		<title>Getting the Facts Right</title>
		<link>http://www.concurringopinions.com/archives/2012/01/getting-the-facts-right.html</link>
		<comments>http://www.concurringopinions.com/archives/2012/01/getting-the-facts-right.html#comments</comments>
		<pubDate>Thu, 19 Jan 2012 16:37:15 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=56324</guid>
		<description><![CDATA[<p>For those of you following the Medicaid expansion issue before the Court: Sara Rosenbaum and Katherine Hayes, experts on the Medicaid program and health policy at GW, have posted a thoughtful response on the Health Affairs blog to the states&#8217; misleading discription of the Medicaid program (which I also mentioned in my initial impressions of the states&#8217; merits brief).  Briefs supporting the states&#8217; coercion position were just filed, and I will post initial impressions of the amici soon.</p>
]]></description>
			<content:encoded><![CDATA[<p>For those of you following the Medicaid expansion issue before the Court: Sara Rosenbaum and Katherine Hayes, experts on the Medicaid program and health policy at GW, have posted a thoughtful response on the <a href="http://healthaffairs.org/blog/2012/01/19/the-misleading-arguments-in-the-states-medicaid-coercion-brief/">Health Affairs blog</a> to the states&#8217; misleading discription of the Medicaid program (which I also mentioned in my <a href="http://www.concurringopinions.com/archives/2012/01/initial-impressions-of-the-states-brief-in-fl-v-hhs.html">initial impressions </a>of the states&#8217; merits brief).  Briefs supporting the states&#8217; coercion position were just filed, and I will post initial impressions of the amici soon.</p>
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		<title>Initial impressions of the states&#8217; brief in Fl. v. HHS</title>
		<link>http://www.concurringopinions.com/archives/2012/01/initial-impressions-of-the-states-brief-in-fl-v-hhs.html</link>
		<comments>http://www.concurringopinions.com/archives/2012/01/initial-impressions-of-the-states-brief-in-fl-v-hhs.html#comments</comments>
		<pubDate>Wed, 11 Jan 2012 05:36:26 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=55974</guid>
		<description><![CDATA[<p>Is the sky falling?  According to Florida et al., which filed their brief regarding PPACA&#8217;s Medicaid expansion today, the answer is a resounding yes.  In many respects, this brief rehashes the coercion arguments made in the district court and Eleventh Circuit.  The states continue to argue that they cannot afford the Medicaid expansion that will occur in 2014 (which I discussed on this blog here, here, and here), even though the federal government will pay 100% of the cost initially; and, they cannot afford not to participate in Medicaid because the costs of their medical welfare populations would be too high.  Thus, the states claim to be coerced into accepting this &#8220;onerous&#8221; new condition on federal funds.  Again, these arguments are not new. </p>
<p>One aspect of the brief [...]]]></description>
			<content:encoded><![CDATA[<p>Is the sky falling?  According to Florida et al., which filed their <a href="http://sblog.s3.amazonaws.com/wp-content/uploads/2012/01/states-brief-on-ACA-Medicaid-1-10-12.pdf">brief </a>regarding PPACA&#8217;s Medicaid expansion today, the answer is a resounding yes.  In many respects, this brief rehashes the coercion arguments made in the district court and Eleventh Circuit.  The states continue to argue that they cannot afford the Medicaid expansion that will occur in 2014 (which I discussed on this blog <a href="http://www.concurringopinions.com/archives/2011/12/the-court-spending-federalism-medicaid-and-other-minor-stuff.html">here</a>, <a href="http://www.concurringopinions.com/archives/2011/12/jumping-ahead-to-coercion.html">here</a>, and <a href="http://www.concurringopinions.com/archives/2011/12/an-additional-thought-on-coercion.html">here</a>), even though the federal government will pay 100% of the cost initially; and, they cannot afford not to participate in Medicaid because the costs of their medical welfare populations would be too high.  Thus, the states claim to be coerced into accepting this &#8220;onerous&#8221; new condition on federal funds.  Again, these arguments are not new. </p>
<p>One aspect of the brief that was new was the inclusion of the severability arguments through describing the Medicaid expansion within the context of the universal insurance aspirations of PPACA (see especially fn. 18).   The states essentially contend that the minimum coverage requirement (&#8220;individual mandate&#8221;) gives impoverished Americans no option but to be in Medicaid, which in turn makes it so that the states cannot opt out of Medicaid.  The states further assert that this was Congress&#8217;s plan &#8211; to coerce the states by giving the poor no other options for obtaining minimum insurance coverage.  The fallacious assumptions underlying this argument are too numerous to unpack at this late hour, but at least two thoughts can start the job: first, <em>New York v. U.S.</em> does not require the federal government to offer alternatives to conditional spending programs (unlike, say, when it exercises commerce authority &#8211; the insurance exchanges in PPACA, which are a point of contrast in the brief, are an exercise of Commerce Clause authority, and states can either create them with some federal funding or reject them and the federal government will create the exchanges in the states that choose not to act &#8212; all of this fits neatly within the <em>New York</em> architecture).  Second, suffice it to say that the impoverished are not seeking private insurance alternatives to Medicaid.</p>
<p>Medicaid&#8217;s history is skewed by the brief more greatly than it was at lower court levels.  For example, the brief ignores the fact that Medicaid has always contained mandatory elements; these mandatory elements were one of the major defining features of the program as it was amended from Kerr-Mills, its predecessor program.  The brief also misrepresents the existence of mandatory eligibility and coverage standards and how they serve the aspirations of the program.  Likewise, the brief either misunderstands or misrepresents the minimum essential coverage requirement, which is actually more flexible for states than the mandatory coverage provisions for other Medicaid populations.  Additionally, the brief appears to misunderstand the statutory clarification that Medicaid provides both care and service (Congress here was responding to lower federal courts that had misconstrued certain language in the Medicaid Act).</p>
<p>Also, decisions such as <em>Arlington</em>, <em>Dole</em>, and <em>Pennhurst</em> that have required clear notice of conditions on spending are cited in the brief to support the states&#8217; position that they have not voluntarily agreed to this condition on spending.  Before this point, the states have not argued that any other <em>Dole</em> element was violated, but the states now seem to indicate that these conditions were not unambiguous and thus the &#8216;contract&#8217; with the federal government is unconstitutional.  In addition, the states offer a limiting principle that adopting their view of the coercion theory does not threaten other federal spending programs because Medicaid is by far the largest federal spending program (echoes of the federal government&#8217;s argument that nothing else is like healthcare).</p>
<p>Bottom line, the states want the Court to revive <em>Butler</em> and to expand the theory of coercion that the Court merely acknowledged in <em>Dole</em> and <em>Steward Machine </em>by relying heavily on Justice Kennedy&#8217;s concurrences and dissents that have expressed an interest in such an expansion.  The question is whether a majority of the Court is interested in a new limitation on Congress&#8217;s power to spend.</p>
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		<title>The inter-branch turmoil continues</title>
		<link>http://www.concurringopinions.com/archives/2011/12/the-inter-branch-turmoil-continues.html</link>
		<comments>http://www.concurringopinions.com/archives/2011/12/the-inter-branch-turmoil-continues.html#comments</comments>
		<pubDate>Fri, 30 Dec 2011 20:11:27 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=55517</guid>
		<description><![CDATA[<p>After the Supreme Court heard oral arguments in Douglas v. ILC, the Secretary of HHS approved some of California&#8217;s deep cuts in Medicaid reimbursement.   The Court requested additional briefing regarding the impact of the rate reduction approval, and the United States responded that the case was not moot because the grant of certiorari was based upon the Supremacy Clause question, not a determination as to the actual sufficiency of the state’s Medicaid payment rates.  As soon as the rate reductions were approved by HHS, the California Hospital Association, the California Medical Association, and other Medi-Cal providers filed additional claims for injunctive relief.  </p>
<p>Yesterday, U.S. District Court Judge Christina Snyder issued an injunction against California preventing the implementation of the HHS-approved rate reductions because they would cause irreparable harm to [...]]]></description>
			<content:encoded><![CDATA[<p>After the Supreme Court heard oral arguments in <em>Douglas v. ILC</em>, the Secretary of HHS approved some of California&#8217;s deep cuts in Medicaid reimbursement.   The Court requested additional briefing regarding the impact of the rate reduction approval, and the United States <a href="http://www.americanbar.org/content/dam/aba/publications/supreme_court_preview/briefs/09-958_usasuppletter.authcheckdam.pdf">responded </a>that the case was not moot because the grant of certiorari was based upon the Supremacy Clause question, not a determination as to the actual sufficiency of the state’s Medicaid payment rates.  As soon as the rate reductions were approved by HHS, the California Hospital Association, the California Medical Association, and other Medi-Cal providers filed additional claims for injunctive relief.  </p>
<p>Yesterday, U.S. District Court Judge Christina Snyder issued an injunction against California preventing the implementation of the HHS-approved rate reductions because they would cause irreparable harm to hospitals&#8217; skilled nursing units (among other problems).  The new injunction keeps the issues in <em>Douglas</em> alive, whether as a matter of payment rate adequacy or as a matter of private enforcement of state violations of the Supremacy Clause.  Thus, even though HHS approved Medi-Cal rate reductions, the conflicts in <em>Douglas</em> have not been resolved. </p>
<p>There is also a fascinating real-time separation of powers quandry in this case, which is highlighted by the injunction that was just issued.  Federal courts perceive states&#8217; failure to abide by the mandate of the Equal Access provision, but HHS, whose job it is to ensure state compliance, turns a blind eye to state decisions that will limit access to medical care.  In the meantime, Congress does not modify the Equal Access provision to contain stronger language or a clearer private right of action, it merely relies on implied private enforcement actions (see the <a href="http://www.americanbar.org/content/dam/aba/publishing/previewbriefs/Other_Brief_Updates/09-958_respondentamcucongress.authcheckdam.pdf">amicus brief </a>of Members of Congress).  And HHS has issued paltry draft regulations to facilitate enforcement of the Equal Access provision, but the draft regulations do not guide CMS&#8217;s enforcement efforts so much as they provide some standards for states to self-report with little federal oversight.  It seems that federal courts are acting because the legislative branch either can&#8217;t or won&#8217;t, and because the executive branch either can&#8217;t or won&#8217;t ensure that this federal law is followed.  This makes the Obama Adminstration&#8217;s deference to state decisions all the stranger in <em>Douglas, </em>and courts&#8217; patience with Equal Access litigation a bit more understandable.  It also helps to explain the sort of underlying tone of confusion at oral arguments.  The Court is left with the unenviable task of cutting this Gordian knot of inter-branch disfunction.</p>
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		<title>The other healthcare case with constitutional implications</title>
		<link>http://www.concurringopinions.com/archives/2011/12/the-other-healthcare-case-with-constitutional-implications.html</link>
		<comments>http://www.concurringopinions.com/archives/2011/12/the-other-healthcare-case-with-constitutional-implications.html#comments</comments>
		<pubDate>Wed, 21 Dec 2011 17:15:38 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=54854</guid>
		<description><![CDATA[<p>Another Medicaid case this term also involves constitutional challenges &#8211; Douglas v. Independent Living Center of Southern California.  That certiorari was granted is notable unto itself, as no circuit split existed, the Acting Solicitor General had recommended that the Court deny the petition, and the Court does not seem to relish hearing healthcare cases.  The conflict in Douglas is whether California violated the Medicaid Act by enacting 10% reimbursement rate reductions, but this is not the question before the Court.  The Court will consider whether the plaintiffs (a group of Medicaid providers and enrollees) may privately enforce the Medicaid Act against the state by claiming the state has violated the Supremacy Clause.  Depending upon the timing of the opinion, Douglas may give us hints as to how the Court [...]]]></description>
			<content:encoded><![CDATA[<p>Another Medicaid case this term also involves constitutional challenges &#8211; <em><a href="http://www.oyez.org/cases/2010-2019/2011/2011_09_958">Douglas v. Independent Living Center of Southern California</a>. </em> That certiorari was granted is notable unto itself, as no circuit split existed, the Acting Solicitor General had recommended that the Court deny the petition, and the Court does not seem to relish hearing healthcare cases.  The conflict in <em>Douglas</em> is whether California violated the Medicaid Act by enacting 10% reimbursement rate reductions, but this is not the question before the Court.  The Court will consider whether the plaintiffs (a group of Medicaid providers and enrollees) may privately enforce the Medicaid Act against the state by claiming the state has violated the Supremacy Clause.  Depending upon the timing of the opinion, <em>Douglas</em> may give us hints as to how the Court will decide <em>Florida v. HHS</em>,  even though the United States has taken notably different positions in the two cases (about which I have written more <a href="http://papers.ssrn.com/sol3/papers.cfm?abstract_id=1966157">here</a>.)</p>
<p>Medicaid was intended to mainstream the poor into American medicine.  The Medicaid Act thus informs states that they must pay healthcare providers “sufficient[ly]” to ensure the same access to medicine for Medicaid enrollees as others in the geographic region enjoy.  This “Equal Access” provision is a pillar of Medicaid, and it has been a source of litigation against states that pay providers too little.  In fact, before <em><a href="http://www.oyez.org/cases/2000-2009/2001/2001_01_679">Gonzaga</a></em>, lower federal courts were in agreement that the Equal Access provision was enforceable via section 1983.  Through this litigation, the circuits developed varying methods for deciding sufficiency of payment, as the Centers for Medicare and Medicaid Services (CMS) has not enforced the Equal Access provision vigorously against the states.  Despite the lack of agency action, &#8221;sufficiency&#8221; is key to Medicaid’s success; if states do not pay enough for the medical services they buy, Medicaid enrollees will be forced into substandard care or will not be able to find caregivers at all, and the program would be undermined.  Due to <em>Gonzaga</em>, and because CMS infamously does not monitor the states, Medicaid providers and enrollees have sought to enjoin states from violating the Medicaid Act under the Supremacy Clause.</p>
<p>California argued that the Medicaid Act does not include private actions, thus the plaintiffs could not seek an injunction because the statute fails to meet the “unambiguous conditions” element of the <a href="http://www.oyez.org/cases/1980-1989/1986/1986_86_260"><em>Dole</em> </a>test for conditional spending.  This argument speaks to clear statement advocates on the Court (such as Justices <a href="http://www.law.cornell.edu/supct/html/05-18.ZS.html">Alito</a>, <a href="http://www.law.cornell.edu/supct/html/95-1441.ZC.html">Scalia</a>, and <a href="http://www.law.cornell.edu/supct/html/01-188.ZO.html">Thomas</a>), because it claims that states do not have clear notice of Medicaid enforcement actions in federal court.  To the surprise of many, the United States&#8217; amicus brief not only supported California but also urged that no private right of action exists for beneficiaries of federal spending programs (generally) to enforce federal standards against states.  The Acting Solicitor General&#8217;s brief thus took a <a href="http://prawfsblawg.blogs.com/prawfsblawg/2011/08/the-hhs-position-in-independent-living-center.html">much bolder position </a>than was expected.  Remarkably, members of Congress and ex-administrators of the Department of Health and Human Services strongly disagreed with the SG’s position.  In fact, the ex-administrators, which represent both sides of the aisle, insist that CMS relies heavily on private enforcement to police the states.</p>
<p><em>Douglas</em> may lead the Court to articulate a default rule that ends implied private rights of action under the Supremacy Clause, but Medicaid is a flawed vehicle for such a sweeping, federalism-based decision.  [More after the jump.]</p>
<p><span id="more-54854"></span>One reason is that CMS has no monetary incentive to enforce the Equal Access provision; the more a state pays its Medicaid providers, the more the federal government is obliged to match with general revenue funding.  Thus, CMS saves money by allowing the states to underpay Medicaid providers in violation of the Equal Access provision, and <a href="http://www.gpo.gov/fdsys/pkg/FR-2011-05-06/pdf/2011-10681.pdf">draft regulations </a>intended to shore up the Equal Access provision do not address this perverse incentive.  So, waiting for CMS to act, as the United States has urged, is futile, and states would be free from enforcement, public or private, judicial or executive.   </p>
<p><em>Douglas</em> highlights some inconsistencies in the Rehnquist Court’s &#8216;federalism revolution.&#8217;  Even as it revitalized judicial enforcement of the Tenth Amendment in cases such as <em>New York</em> and <em>Printz</em>, the Court treated spending as an exception by stating that the federal government could basically buy state cooperation without running afoul of the Tenth Amendment.  On the other hand, the Rehnquist Court shored up state sovereign immunity through expansive Eleventh Amendment decisions and through limiting implied rights of action, which in combination partially closed the courthouse doors to beneficiaries of federal spending programs.  <em>Douglas</em> gives the Roberts Court a chance to consider directly some formerly peripheral thoughts regarding limiting access to federal courts when the law at issue is an exercise of conditional spending power. </p>
<p>This leads to another reason <em>Douglas</em> is the wrong vehicle and should be decided narrowly.  In asking the Court to create a severe limitation on Supremacy Clause rights of action in conditional spending schemes, the United States&#8217; brief articulated great deference toward the states in the Medicaid program, especially for their decisions regarding provider payment.  But the U.S. has taken a diametically opposed position in the <em>Florida v. HHS</em> litigation, in which the power to spend has been articulated very broadly in defense of the mandatory Medicaid expansion.  But, if the Court were to adopt the Solicitor General&#8217;s position in <em>Douglas</em>, then the Medicaid expansion could be eviscerated.  Here&#8217;s how: if the states do not pay Medicaid providers sufficiently, then the 16 million new Medicaid enrollees will have a very difficult time finding anyone to treat them.  PPACA did not add private rights of action to Medicaid, and it did not give CMS new enforcment mechanisms (money, regulatory authority, people power).  So, states could resist the expansion by underpaying Medicaid providers, and <em>Douglas</em> would make it so that no recourse exists (unless Congress acts, which is what the Court is trying to effectuate through clear statement rules).  Further, if the Court decides <em>Douglas</em> broadly, it may signal a willingness to decide both aspects of the Medicaid coercion question broadly, <em>i.e</em>., to expand the coercion doctrine and strike down the expansion itself.  (I know, I <a href="http://www.concurringopinions.com/archives/2011/12/jumping-ahead-to-coercion.html">predicted </a>a different outcome in my first post on <em>Florida v. HHS</em>&#8230;.)</p>
<p>It is possible the Court will postpone deciding <em>Douglas</em> until it has heard the Medicaid coercion arguments on March 28th or even until it has decided <em>Florida v. HHS</em>.  Whenever <em>Douglas</em> is decided, the United States has taken a state-deferential position in the case that is at odds with the broad articulation of the spending power in defending the Medicaid expansion.</p>
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		<title>An additional thought on coercion</title>
		<link>http://www.concurringopinions.com/archives/2011/12/an-additional-thought-on-coercion.html</link>
		<comments>http://www.concurringopinions.com/archives/2011/12/an-additional-thought-on-coercion.html#comments</comments>
		<pubDate>Wed, 14 Dec 2011 21:17:01 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=54725</guid>
		<description><![CDATA[<p>Recently I wrote about the coercion question posed by Florida et al. in the PPACA litigation.  I have a quick follow up thought: I wonder if those advocating a more robust read of coercion recognize that their position could backfire if the goal is broadening federalism protections.  An expanded coercion doctrine ostensibly would introduce the possibility of judicially enforcing states&#8217; rights against the congressional power to spend.  But the states should not assume that they are the only parties that could enforce federalism principles.  Just last term in Bond v. United States, Justice Kennedy wrote that individuals can have standing to enforce the principles of the Tenth Amendment against the federal government because federalism protects not just the states but also individuals.  In Bond, the conclusion was foreseeable, as a criminal [...]]]></description>
			<content:encoded><![CDATA[<p><a href="http://www.concurringopinions.com/archives/2011/12/jumping-ahead-to-coercion.html">Recently </a>I wrote about the coercion question posed by Florida et al. in the PPACA litigation.  I have a quick follow up thought: I wonder if those advocating a more robust read of coercion recognize that their position could backfire if the goal is broadening federalism protections.  An expanded coercion doctrine ostensibly would introduce the possibility of judicially enforcing states&#8217; rights against the congressional power to spend.  But the states should not assume that they are the only parties that could enforce federalism principles.  Just last term in <em><a href="http://www.oyez.org/cases/2010-2019/2010/2010_09_1227">Bond v. United States</a></em>, Justice Kennedy wrote that individuals can have standing to enforce the principles of the Tenth Amendment against the federal government because federalism protects not just the states but also individuals.  In <em>Bond</em>, the conclusion was foreseeable, as a criminal defendant should be able to challenge the constitutionality of the statute under which she is charged.  But the idea is muddied in a conditional spending program, wherein individual beneficiaries are often at odds with the state and contest its compliance with the federal government&#8217;s statutory conditions. </p>
<p>States have sought to prevent private enforcement of conditional spending statutes, and they have been more and more successful in closing the courthouse doors.  For example, the Court has <a href="http://ssrn.com/abstract=1105543">limited </a>implied rights of action as well as actions under civil rights law 42 U.S.C. § 1983, decisions that narrow state exposure in federal court.  In fact, this type of question is before the Court now in <em>Douglas v. ILC, </em>which confronts private enforcement of the Medicaid Act against states via the Supremacy Clause.</p>
<p>If the coercion theory is expanded, then private plaintiffs could be reintroduced into the federal courts, the very thing that states have been trying to prevent.  And, individuals engaging in coercion analysis may have different goals than states.  Further, it is possible that coercion could inaugurate a new theory by which those conditions, and the ways in which they are or are not executed by states, can be challenged by private plaintiffs.  So, not only is state coercion by the federal government an inherently sticky question, but it also may not produce results that states desire.</p>
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		<title>Jumping ahead to Coercion</title>
		<link>http://www.concurringopinions.com/archives/2011/12/jumping-ahead-to-coercion.html</link>
		<comments>http://www.concurringopinions.com/archives/2011/12/jumping-ahead-to-coercion.html#comments</comments>
		<pubDate>Fri, 09 Dec 2011 18:26:37 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[Current Events]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=54133</guid>
		<description><![CDATA[<p>I had intended to address Douglas next, as it is a nice gateway for discussing Florida v. HHS, but a defense of the coercion argument just published in the New England Journal of Medicine Online inspired me to address the latter first.  I will begin by discussing why I think the Court granted the petition for certiorari then turn to the Medicaid coercion question. </p>
<p>The Rehnquist Court excluded the Spending Clause from its federalism revolution inasmuch as that would have meant limiting the power to spend by the Tenth Amendment.  When Chief Justice Rehnquist authored South Dakota v. Dole, the evidence is that he believed it was an easy and relatively inconsequential case.  For those sane enough not to engage in the reading of tea leaves that is deciphering the [...]]]></description>
			<content:encoded><![CDATA[<p>I had intended to address <em>Douglas </em>next, as it is a nice gateway for discussing <em>Florida v. HHS, </em>but a defense of the coercion argument just published in the <a href="http://www.nejm.org/doi/pdf/10.1056/NEJMp1113416">New England Journal of Medicine Online </a>inspired me to address the latter first.  I will begin by discussing why I think the Court granted the petition for certiorari then turn to the Medicaid coercion question. </p>
<p>The Rehnquist Court excluded the Spending Clause from its federalism revolution inasmuch as that would have meant limiting the power to spend by the Tenth Amendment.  When Chief Justice Rehnquist authored <em><a href="http://www.oyez.org/cases/1980-1989/1986/1986_86_260">South Dakota v. Dole</a></em>, the evidence is that he believed it was an easy and relatively inconsequential case.  For those sane enough not to engage in the reading of tea leaves that is deciphering the spending power, a quick review.  <em>Dole</em> articulates typical Rehnquist categories for evaluating the constitutionality of conditions placed on federal spending:  the spending must be for the general welfare; the conditions must be clear and unambiguous (as modified by <em><a href="http://www.law.cornell.edu/supct/html/05-18.ZS.html">Arlington Central School District Board of Education v. Murphy</a></em>); the conditions must have a nexus with the federal spending (&#8220;germaneness&#8221;); and the conditions cannot themselves be unconstitutional.  After providing this test, Rehnquist noted that &#8220;in some circumstances the financial inducement offered by Congress might be so coercive as to pass the point at which &#8216;pressure turns into compulsion.&#8217;&#8221;  No theory or constitutional provision was cited, but the opinion indicated that coercion would depend on the amount of money or percentage of money withheld if the state violates the conditions.  It seems that the Court meant that coercion would be a Tenth Amendment, state sovereignty problem.  But, <em>Dole</em> also explicitly stated that the Tenth Amendment was not implicated in the bar on unconstitutional conditions.  So, while <em>Dole</em> provides the test for conditional spending, it is undertheorized and a bit self-contradictory.  Nevertheless, the Rehnquist Court reiterated that the Spending Clause is not limited by the Tenth Amendment in <em>New York v. U.S.</em> and held to that position in subsequent cases, disappointing many who believed spending to be the next front in judicially-enforced federalism.</p>
<p>The Roberts Court has given hints now as to its approach to spending as well as federalism, and members of the Court have signaled interest in revisiting both topics.  For example, Justice Kennedy&#8217;s concurrence in <a href="http://www.law.cornell.edu/supct/html/08-1224.ZC.html"><em>Comstock</em> </a>stated: &#8220;The limits upon the spending power have not been much discussed, but if the relevant standard is parallel to the Commerce Clause cases, then the limits and the analytic approach in those precedents should be respected.&#8221;  Justice Kennedy also addressed broader federalism concerns in that concurrence, which were given free rein in his opinion for the Court in <em><a href="http://www.oyez.org/cases/2010-2019/2010/2010_09_1227">Bond v. U.S.</a></em> as well.  Likewise, Justice Alito&#8217;s opinion in <em>Arlington</em> was written as a spending power decision rather than a limited statutory interpretation, which I have <a href="http://papers.ssrn.com/sol3/papers.cfm?abstract_id=972189">written elsewhere </a>resulted in a narrower clear statement rule for the second element of the <em>Dole</em> test.</p>
<p>Additionally, even though the Court seems to dislike hearing both spending and healthcare cases, it already has heard <em>Douglas</em> this term, so spending, federalism, and Medicaid are fresh in the justices&#8217; minds.  And, what could be a better vehicle for considering coercion than the largest grant-in-aid program that also constitutes the second largest portion of states&#8217; budgets?  (Education is first.)  Further, numerous lower federal courts have attempted to construe coercion, but none have struck down federal legislation under the doctrine, making the issue ripe for the Court&#8217;s consideration.</p>
<p>Despite the idea of coercion arising repeatedly in federalism cases over the last thirty-ish years, its contours are unknown.  At what point is the money being offered too much? And is the offer really the issue, or is the problem the amount or percent of money a state stands to lose if it does not comply with the conditions?  (<em>Dole</em> indicated the latter, as South Dakota was not coerced because it would lose only 5% of its federal highway funding if it refused to comply with the minimum drinking age that the federal government sought to impose.)  Can coercion only apply to an existing conditional spending program that a state could not leave because it has become dependent on the program?  Or is there some federal program that would offer so much money that no state could turn it down, even at the outset, such that the new program would be coercive?  If it is the former, then clear statement rules also need to be revisited, because they seem to assume some kind of regular restatement of the rules of the program to which a state actively agrees.  That simply does not occur in a long-standing program like Medicaid, making me think that clear statement rules are almost meaningless in that context.  Additionally, states inherently relinquish some sovereignty when they agree to the terms of a cooperative federalism program, highlighting tensions between dual sovereignty and cooperative federalism.</p>
<p>So, what is the upshot for the Medicaid expansion?  [more after the jump]</p>
<p><span id="more-54133"></span>As I wrote last week, PPACA makes anyone under the age of 65 and earning less than 133% of the federal poverty level eligible to enroll in Medicaid.  Additionally, even though the federal government typically covers 50 to 83 cents on the Medicaid dollar, a match that varies by state per capita income and a few other factors, the federal government will pay 100% for the new population, which phases down to 90 cents on the dollar by 2020.  The states do not quarrel with the philosophical change in the program, and they do not claim that any other element of the <em>Dole</em> test is violated; instead, they claim that the expansion is impermissibly coercive because it will be too expensive for the states, and they stand to lose all of their Medicaid funding if they refuse to enroll the newly eligible population.  From a  <em>Dole</em> perspective, this argument is smart, as it covers the most obvious interpretations of coercion. </p>
<p>But, from a Medicaid perspective, the argument is not persuasive for at least five reasons.  First, the federal government has always mandated the fundamental elements of Medicaid, the baselines of who is eligible and what services they must receive, while allowing states options that expand on the baselines.  At least twice before baseline Medicaid eligibility has been drastically expanded in this way, and the states remained in the program.  Second, the federal government is totally funding the expansion initially, then primarily funding it after the start up period.  Notably, a <a href="http://aca-litigation.wikispaces.com/file/view/Oregon%2C+Iowa%2C+%26+Vermont+amicus.pdf">number </a>of <a href="http://aca-litigation.wikispaces.com/file/view/Governors+of+WA%2C+PA%2C+CO+%26+MI+amicus.pdf">states </a>have argued that they will benefit greatly from the Medicaid expansion, and they do not want to see it eliminated.    Third, the states have a number of years to plan administratively and fiscally for the expansion.  Even in 2014 they will only have to pay some of the administrative costs of the newly eligible (the federal government pays at least 50% of state administrative expenses in Medicaid in addition to matching medical expenditures).  States have time to leave Medicaid if they choose.  Fourth, though Florida et al. essentially argue they are locked-in to participating in Medicaid, and it is true that most states could not afford to run their own welfare medicine programs, it is not a direct line to concluding that states are coerced into participating in Medicaid.  Perhaps it simply means that Medicaid fills a need.  Fifth, spending legislation is the law of the land, just like any federal law, by virtue of the Supremacy Clause.  Telling the federal government that it cannot set the terms of its own duly enacted conditional spending statute would be a dangerous step toward reversing our understanding of the power to spend as its own enumerated power, which was endorsed by <a href="http://www.oyez.org/cases/1901-1939/1935/1935_401">Hamilton</a>.</p>
<p>The coercion issue is being taken seriously and is likely to be decided with an eye toward reinforcing the federalism ideals recently articulated in <em>Bond</em>.  I would not be surprised if a majority of justices are willing to expand the fifth element of <em>Dole</em> but then declare this particular act by Congress not to be unconstitutional &#8211; much like the <a href="http://aca-litigation.wikispaces.com/file/view/CA11+opinion.pdf">11th Circuit </a>did.  So many major public programs ride on conditional spending structures, all stakeholders will potentially be affected by this decision. </p>
<p>If you&#8217;ve read this far, thanks for sticking with me.  I&#8217;ll get back to my tea leaves now&#8230;</p>
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		<title>The Court, Spending, Federalism, Medicaid, and Other Minor Stuff</title>
		<link>http://www.concurringopinions.com/archives/2011/12/the-court-spending-federalism-medicaid-and-other-minor-stuff.html</link>
		<comments>http://www.concurringopinions.com/archives/2011/12/the-court-spending-federalism-medicaid-and-other-minor-stuff.html#comments</comments>
		<pubDate>Thu, 01 Dec 2011 17:06:39 +0000</pubDate>
		<dc:creator>Nicole Huberfeld</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Current Events]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=53644</guid>
		<description><![CDATA[<p>My thanks to Angel, Dan, and the rest of the regulars at CoOp for the invitation and the introduction.  I am delighted to be guest blogging, especially at a time when my fields of interest are overflowing with developments.  Everyone has been talking about the Commerce Clause questions raised by the minimum coverage provision of the Patient Protection and Affordable Care Act (&#8220;PPACA&#8221;).  I too have been avidly following this litigation, but because I study (among other things) Medicaid as a vehicle for constitutional change &#8211; and that phenomenon is happening right now.  The Court will decide two high-profile Medicaid cases this term, each of which has the potential to facilitate major movement in structural constitutional law.  Oral arguments were heard in the first case, Douglas v. Independent Living Center of Southern California, [...]]]></description>
			<content:encoded><![CDATA[<p>My thanks to Angel, Dan, and the rest of the regulars at CoOp for the invitation and the introduction.  I am delighted to be guest blogging, especially at a time when my fields of interest are overflowing with developments.  Everyone has been talking about the Commerce Clause questions raised by the minimum coverage provision of the Patient Protection and Affordable Care Act (&#8220;PPACA&#8221;).  I too have been avidly following this litigation, but because I study (among other things) Medicaid as a vehicle for constitutional change &#8211; and that phenomenon is happening right now.  The Court will decide two high-profile Medicaid cases this term, each of which has the potential to facilitate major movement in structural constitutional law.  Oral arguments were heard in the first case, <em>Douglas v. Independent Living Center of Southern California</em>, on October 3d.  The second case, <em>Florida v. HHS</em>, will be heard in the spring. </p>
<p>I try not to assume that folks know a lot about federal healthcare programs with their layer cakes of complexity; to wit, a justice <a href="http://www.oyez.org/cases/1980-1989/1983/1983_83_276">said</a> during oral argument, &#8220;Suppose there were a provision in the Medicaid or Medicare Act&#8230; I get the two of them confused.&#8221;  (Ahem.)  So, I will begin with a bit of background that I hope will help to illuminate the two cases before the Court.  Later posts will explore <em>Douglas</em> and <em>Florida v. HHS</em> and their implications for conditional spending jurisprudence, federalism, and Medicaid itself more directly. </p>
<p>Medicaid is a forty-six year old spending program that provides federal money to the states in exchange for states agreeing to provide particular medical services to the &#8220;deserving poor.&#8221;  Medicaid has been described as a classic <a href="http://www.oyez.org/cases/1970-1979/1979/1979_79_1268">example of cooperative federalism</a>, but the program is structured this way for historic rather than philosophical reasons (which I detail in <a href="http://ssrn.com/abstract=1858800">Federalizing Medicaid</a>).  States were responsible for welfare programs since our founding, and when they could no longer afford to provide welfare medicine, they asked the federal government for money to help care for the deserving poor.  The federal government responded with almost conditionless grants to the states through the Social Security Act of 1935.  Over time, the states asked for more money, and the federal government provided it, but each amendment to the SSA included more and broader rules for the federal funds to ensure they were being used properly.  Fast forward to 1965 and the passage of Medicare, with Medicaid in tow.  While Medicare was grounded philosophically in social insurance (but only for people 65 and older), Medicaid continued the old patterns.  Indeed, the elderly convinced Congress not to allow Medicare to be a joint program between the federal government and the states.  So, Medicaid is a cooperative federalism partnership between the federal government and the states, but not because it was thoughtfully constructed that way.  And, this partnership seems to have fostered more disagreement than cooperation between the federal government and the states.</p>
<p>Why does this matter?  A number of reasons.  PPACA&#8217;s expansion of Medicaid is a major philosophical change in the program because it eliminates the idea of the deserving poor for the first time in our history.  But, the tensions between the federal government and the states are very much alive and on display before the Court.  <em>Douglas</em> involves a challenge to California&#8217;s Medicaid reimbursement rate reductions under the Supremacy Clause, and it raises questions regarding the nature of spending legislation, access to federal courts, private rights of action against the states, and Medicaid&#8217;s very aspirations<em>.  Florida v. HHS</em> challenges the institutional structure of Medicaid (the federal-state partnership) and thus raises major spending questions and federalism questions, including the ever-elusive idea of &#8220;coercion.&#8221;  The kicker: it has been clear for some time that certain justices were eager to decide these questions. </p>
<p>&nbsp;</p>
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		<title>Getting Mental Health Coverage Wrong</title>
		<link>http://www.concurringopinions.com/archives/2010/10/getting-mental-health-coverage-wrong.html</link>
		<comments>http://www.concurringopinions.com/archives/2010/10/getting-mental-health-coverage-wrong.html#comments</comments>
		<pubDate>Wed, 13 Oct 2010 14:42:11 +0000</pubDate>
		<dc:creator>John Jacobi</dc:creator>
				<category><![CDATA[Book Reviews]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Law and Psychology]]></category>
		<category><![CDATA[Symposium (Health Care Fragmentation)]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=35164</guid>
		<description><![CDATA[<p>Thanks to Frank for inviting me to review Barak Richman, Daniel Grossman, and Frank Sloan&#8217;s chapter,  Fragmentation in Mental Health Benefits and Services, in Our Fragmented Health Care System: Causes and Solutions (Einer Elhauge, ed. 2010).  The book is important and provocative.  The chapter on the fragmentation of mental health care couldn&#8217;t address a more timely issue.</p>
<p>People with serious mental illness, more than most other patients, struggle with health system fragmentation.  As the Institute of Medicine described it,</p>
<p style="padding-left: 60px">Mental and substance-use (M/SU) problems and illnesses seldom occur in isolation. They frequently accompany each other, as well as a substantial number of general medical illnesses such as heart disease, cancers, diabetes, and neurological illnesses. *** Improving the quality of M/SU health care—and general health [...]]]></description>
			<content:encoded><![CDATA[<p>Thanks to Frank for inviting me to review Barak Richman, Daniel Grossman, and Frank Sloan&#8217;s chapter,  <em>Fragmentation in Mental Health Benefits and Services</em>, in <span style="text-decoration: underline">Our Fragmented Health Care System: Causes and Solutions</span> (Einer Elhauge, ed. 2010).  The book is important and provocative.  The chapter on the fragmentation of mental health care couldn&#8217;t address a more timely issue.</p>
<p>People with serious mental illness, more than most other patients, struggle with health system fragmentation.  As the <a href="http://books.nap.edu/openbook.php?record_id=11470&amp;page=210">Institute of Medicine described it</a>,</p>
<p style="padding-left: 60px">Mental and substance-use (M/SU) problems and illnesses seldom occur in isolation. They frequently accompany each other, as well as a substantial number of general medical illnesses such as heart disease, cancers, diabetes, and neurological illnesses. *** Improving the quality of M/SU health care—and general health care—depends upon the effective collaboration of all mental, substance-use, general health care, and other human service providers in coordinating the care of their patients.  *** However, these diverse providers often fail to detect and treat (or refer to other providers to treat) these co-occurring problems and also fail to collaborate in the care of these multiple health conditions—placing their patients’ health and recovery in jeopardy.</p>
<p>By <a href="http://www.nasmhpd.org/general_files/publications/med_directors_pubs/technical%20report%20on%20morbidity%20and%20mortaility%20-%20final%2011-06.pdf">some estimates</a>, formerly institutionalized people with serious mental illness experience about 25 fewer years of life, mostly due to the effects of treatable physical illnesses such as cardiovascular, pulmonary and infectious diseases.   The effects of this health system fragmentation are experienced <a href="http://www.samhsa.gov/pubs/Parity_CAlessons.pdf">notwithstanding parity legislation</a>, and they are felt also by people in the community with less serious mental illness, often because their primary care providers <a href="http://content.healthaffairs.org/cgi/reprint/28/3/w490?maxtoshow=&amp;hits=10&amp;RESULTFORMAT=&amp;fulltext=barriers+mental+health+&amp;andorexactfulltext=and&amp;searchid=1&amp;FIRSTINDEX=0&amp;resourcetype=HWCIT">can’t find mental health providers </a>to whom they can refer.</p>
<p>In <em>Fragmentation in Mental Health Benefits and Services</em>, the authors approach mental health system fragmentation by telling a story of the relationship between health insurance structure and income redistribution.  The authors address the interrelationship between insurance “carve-outs” for mental health care and the growth of mental health parity laws.  They assert that the carve out of behavioral health coverage from medical insurance provokes states to pass mental health parity laws.   According to the authors, these parity laws fail to help their “intended” beneficiaries, and instead serve to redistribute resources away from low income and non-White employees.</p>
<p>To make their case, they mine a database of claims data for privately insured North Carolina patients.  These claims data allow them to track employees’ (and, presumably, their dependents’) use of mental health services.  Along the way, they raise several important issues.  For example, they suggest that care provided by mental health providers may not be particularly efficacious.  (299)  Few would disagree that in most areas of health care – including mental health care – <a href="http://www.nejm.org/doi/full/10.1056/NEJMp0807204">comparative effectiveness research is essential</a>.      In addition, they suggest that access to and benefit from covered services varies by income and race.  (298-99)  It is undoubtedly true that there are <a href="http://www.nap.edu/openbook.php?isbn=030908265X">class-based and race-based disparities</a> in access to health care; this is so much discussed, in fact, that it somewhat puzzling that the authors would characterize as a “regularly overlooked question” the fact that “equal insurance and access does not translate into equitable consumption.”  (279)</p>
<p>On some points, the authors seem to go a bit beyond their data.  First, the authors assert (without citation) that mental health parity is “often” pursued “to benefit low-income and traditionally vulnerable populations.”  (284)   Many advocates (<a href="https://litigation-essentials.lexisnexis.com/webcd/app?action=DocumentDisplay&amp;crawlid=1&amp;crawlid=1&amp;doctype=cite&amp;docid=29+Am.+J.+L.+and+Med.+185&amp;srctype=smi&amp;srcid=3B15&amp;key=4da303a3fc144682f429a7ffc1760f94">myself included</a>) have argued for parity as a civil rights matter: as people with physical illness have access to insurance coverage, so should people with mental illness.   Certainly, insurance coverage is most valuable for those without the means to pay for care out of pocket, but that is as true for cardiac care as for mental health care.  From this perspective, parity legislation seems no more a redistributive move than any other form of health insurance.</p>
<p><span id="more-35164"></span>Second, and to distinguish parity legislation from other forms of insurance, the authors establish that the people of color and low-income insureds are less likely than others to take advantage of access to mental health practitioners.  (298) <a href="http://content.healthaffairs.org/cgi/content/abstract/28/3/w490?maxtoshow=&amp;hits=10&amp;RESULTFORMAT=&amp;fulltext=referrals+mental+health+&amp;searchid=1&amp;FIRSTINDEX=0&amp;resourcetype=HWCIT"> Other researchers</a> have pointed out the difficulty vulnerable populations have had gaining access to covered mental health outpatient care, even when their physicians attempt a referral, so this finding is uncontroversial.   Does it follow from a finding that low-income people and people of color experience unequal use of and benefit from a covered service, that the coverage is illegitimate and should be curtailed?  The logic of this assertion would call into question the continued coverage of <a href="http://circ.ahajournals.org/cgi/content/abstract/circulationaha;111/10/1225">cardiac services</a>.    It might, rather, be wise to address the <a href="http://content.healthaffairs.org/cgi/content/abstract/28/3/w490?maxtoshow=&amp;hits=10&amp;RESULTFORMAT=&amp;fulltext=referrals+mental+health+&amp;searchid=1&amp;FIRSTINDEX=0&amp;resourcetype=HWCIT">observed shortcomings in access</a> to outpatient services for non-White and low-income patients and to seek the elimination of disparities here as elsewhere in the health finance and delivery system.</p>
<p>Third, the authors examine whether outpatient mental health treatment (as opposed to mental health treatment by primary physicians) is associated with a reduction in the rate of hospitalization for mental health services.  They conclude that care from outpatient mental health providers does not reduce the rate of hospitalization for mental health care.  (294)  The authors here seem to argue that it would be unwise to “fix” the observed inequalities in access for the disadvantaged group, as the lack of association between outpatient mental health care and reduced hospitalization is weak.  The authors, however, candidly acknowledge the limitations on using claims data to draw clinical conclusions, noting “unobservable heterogeneity of underlying health status” (294) and the possible “problem of unobserved severity.”  (297)  That being the case, it might be that the race and income disparities observed in access to outpatient mental health providers has carried though to other aspects of the mental health care system.  For example, vulnerable low-income patients and patients of color might be unengaged in care, and therefore suffering with untreated mental health symptoms.  Some employees or their dependents might be treated by the parallel public mental health system.  It may be, in other words, that low-income people and people of color are poorly served by the mental health care system for reasons that have little to do with the efficacy of outpatient mental health care, notwithstanding their location in a university town.</p>
<p>The fragmentation of care for people with mental illness is an enormous public health and health finance problem.  Much research needs to be done to approach the problem from all angles.  The authors have done substantial work with an interesting set of claims data, and have creatively drawn links between patterns of usage and mental health outcomes.  As can be said of many forms of mental health treatment, their analysis fails to address the core issues.   But in such a difficult area of research, any advances are welcome.</p>
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		<title>Return of the Necessary and Proper Clause (Just in Time for Health Care)</title>
		<link>http://www.concurringopinions.com/archives/2010/05/return-of-the-necessary-and-proper-clause-just-in-time-for-health-care.html</link>
		<comments>http://www.concurringopinions.com/archives/2010/05/return-of-the-necessary-and-proper-clause-just-in-time-for-health-care.html#comments</comments>
		<pubDate>Thu, 27 May 2010 22:43:21 +0000</pubDate>
		<dc:creator>Robert Schapiro</dc:creator>
				<category><![CDATA[Constitutional Law]]></category>
		<category><![CDATA[Current Events]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[Legal Theory]]></category>
		<category><![CDATA[Politics]]></category>
		<category><![CDATA[Supreme Court]]></category>
		<category><![CDATA[Uncategorized]]></category>
		<category><![CDATA[federalism]]></category>
		<category><![CDATA[health care]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=29389</guid>
		<description><![CDATA[<p style="padding-left: 30px">The Congress shall have Power . . . To make all Laws which shall be necessary and proper for carrying into Execution the foregoing Powers, and all other Powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof.  U.S. Const. Art. I, § 8.</p>
<p>The big news last week concerning the fate of the federal health care legislation was not the entrance of new plaintiffs into the litigation challenging the statute or the government&#8217;s filing its opposition brief in the suit brought by Virginia.  The big news was United States v. Comstock and the continuing resurgence of the Necessary and Proper Clause of the Constitution (quoted above).</p>
<p>The constitutional challenges focus on the so-called individual mandate, taking effect [...]]]></description>
			<content:encoded><![CDATA[<p style="padding-left: 30px"><em>The Congress shall have Power . . . To make all Laws which shall be necessary and proper <a rel="attachment wp-att-29407" href="http://www.concurringopinions.com/archives/2010/05/return-of-the-necessary-and-proper-clause-just-in-time-for-health-care.html/1219484_caduceus"><img class="alignright size-full wp-image-29407" src="http://www.concurringopinions.com/wp-content/uploads/2010/05/1219484_caduceus.jpg" alt="" width="212" height="300" /></a>for carrying into Execution the foregoing Powers, and all other Powers vested by this Constitution in the Government of the United States, or in any Department or Officer thereof.</em>  U.S. Const. Art. I, § 8.</p>
<p>The big news last week concerning the fate of the federal health care legislation was not the entrance of <a title="NFIB Joins Suit" href="http://boss.blogs.nytimes.com/2010/05/17/n-f-i-b-joins-suit-against-health-reform/">new plaintiffs</a> into the litigation challenging the statute or the government&#8217;s filing its <a title="Opposition Brief" href="http://media.washingtonpost.com/wp-srv/metro/documents/fedhealthcare052410.pdf?sid=ST2010052404119">opposition brief </a>in the suit brought by Virginia.  The big news was <em><a title="United States v. Comstock" href="http://www.supremecourt.gov/opinions/09pdf/08-1224.pdf">United States v. Comstock</a></em> and the continuing resurgence of the Necessary and Proper Clause of the Constitution (quoted above).</p>
<p>The constitutional challenges focus on the so-called individual mandate, taking effect in 2014, which will require that most people either own health insurance or pay a penalty.  Legally, the arguments against the legislation lack merit.  As I have <a title="Federalism Is No Bar" href="http://www.ajc.com/opinion/federalism-is-no-bar-182808.html">argued elsewhere</a>, under contemporary Commerce Clause doctrine, Congress can impose the individual mandate as part of its comprehensive regulation of the interstate market in health insurance.  Further, the provision is structured as a tax on those who fail to purchase insurance, thus falling within Congress&#8217;s even broader taxing authority.</p>
<p>Rhetorically, however, the opponents&#8217; arguments may have some appeal.  How, the critics insist, can Congress&#8217;s constitutional authority to regulate interstate <em>commerce</em> extend to regulating the non-commercial activity of doing nothing (i.e., not buying insurance)?  Doing nothing is not commerce, the law&#8217;s opponents proclaim.  Can you make a federal case out of taking a nap?</p>
<p>The answer to this rhetoric comes from the Court&#8217;s great rhetorician, Justice Antonin Scalia.</p>
<p><span id="more-29389"></span></p>
<p>The same argument was deployed in <em><a title="Gonzales v. Raich" href="http://www.law.cornell.edu/supct/html/03-1454.ZS.html">Gonzales v. Raich</a></em> in 2005, the case challenging the federal regulation of medical marijuana.  The question there was whether Congress could criminalize growing marijuana for home use.  By a 6-3 vote, the Court answered yes.  In a separate opinion, concurring in the judgment, Justice Scalia reaffirmed a long line of Supreme Court authority upholding the regulation of activity without regard to whether it was commercial.  In defense of these cases, Scalia, the self-professed textualist, asserted that the real source of authority was the Necessary and Proper Clause of the Constitution, rather than the Commerce Clause alone.  This analysis led Scalia to the powerful conclusion that &#8220;Congress may regulate even noneconomic local activity if that regulation is a necessary part of a more general regulation of interstate commerce.&#8221;</p>
<p>In Justice Scalia&#8217;s conception, the ugly duckling of the Commerce Clause turns out to be the beautiful swan of the Necessary and Proper Clause.  Of course, it is the same bird, but the public relations makeover may be significant.</p>
<p>In <em>Raich</em>, Justice Scalia was writing for himself.  In <em>United States v. Comstock</em>, seven other Justices endorsed broad conceptions of the Necessary and Proper Clause.  <em>Comstock</em> addressed whether the federal government had the constitutional authority to detain mentally ill, sexually dangerous federal prisoners, even after their sentences ended.  In a 7-2 vote, with only Justices Scalia and Thomas dissenting, the Court upheld the program.  (The Court ducked any due process challenges to the scheme and focused solely on the foundation for the affirmative exercise of federal power.)</p>
<p>What was the source of federal authority in <em>Comstock</em>?  You got it, the Necessary and Proper Clause.  The five Justices who signed on to the majority opinion by Justice Breyer (Justices Stevens, Ginsburg, Sotomayor, and <em>Roberts</em>) took a very broad view of Congress&#8217;s power under this Clause.  Justices Kennedy and Alito each wrote separate opinions, concurring in the judgment, to offer only slightly narrower readings of the Clause.  While Justice Scalia dissented, he did not express any reservations about his position in <em>Raich</em>.</p>
<p><em>Comstock</em> hardly resolves the health care issues, but it continues to chart a course toward a rhetorically appealing way to explain this exercise of federal authority.  As proponents and critics of health care reform both assert, the individual mandate is <em>necessary</em> for the legislation to succeed in guaranteeing insurance for everyone throughout the nation.  That is why opponents attack the mandate, but that it also why it is constitutional.</p>
<p>By the way, can the federal government regulate taking a nap?  How about if the one who slumbers is a pilot flying an airplane?  Sometimes doing nothing has just as big an impact as doing something.</p>
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		<title>What would LBJ do?</title>
		<link>http://www.concurringopinions.com/archives/2009/10/what-would-lbj-do.html</link>
		<comments>http://www.concurringopinions.com/archives/2009/10/what-would-lbj-do.html#comments</comments>
		<pubDate>Sun, 01 Nov 2009 01:58:44 +0000</pubDate>
		<dc:creator>Spencer Waller</dc:creator>
				<category><![CDATA[Civil Rights]]></category>
		<category><![CDATA[Current Events]]></category>
		<category><![CDATA[Health Law]]></category>
		<category><![CDATA[History of Law]]></category>
		<category><![CDATA[Politics]]></category>
		<category><![CDATA[Race]]></category>
		<category><![CDATA[filibuster]]></category>
		<category><![CDATA[Harry Reid]]></category>
		<category><![CDATA[health care]]></category>
		<category><![CDATA[LBJ]]></category>
		<category><![CDATA[Lyndon Johnson]]></category>
		<category><![CDATA[Majority Leader]]></category>
		<category><![CDATA[Master of the Senate]]></category>
		<category><![CDATA[Robert Caro]]></category>
		<category><![CDATA[Senate]]></category>

		<guid isPermaLink="false">http://www.concurringopinions.com/?p=21724</guid>
		<description><![CDATA[<p>I am almost done with Robert Caro’s Master of the Senate, his magnificent biography of the years Lyndon Baines Johnson served in the United States Senate.  This is the third volume of his-yet unfinished biography of the life of LBJ.  This work in progress is now approximately 2500 pages long and has not even covered the years where LBJ was Vice-President and President.</p>
<p>All three volumes focus on Johnson’s ambition for power and leadership.  Master of the Senate begins with the history of the Senate and its role in our Constitutional structure as the place where dramatic political and social change goes to die – by design.  Even after Senators were directly elected, the longer terms, the rules of the Senate, the [...]]]></description>
			<content:encoded><![CDATA[<p>I am almost done with <a href="http://www.amazon.com/Master-Senate-Years-Lyndon-Johnson/dp/0394528360">Robert Caro’s <em>Master of the Senate</em></a>, his magnificent biography of the years Lyndon Baines Johnson served in the United States Senate.  This is the third volume of his-yet unfinished biography of the life of LBJ.  This work in progress is now approximately 2500 pages long and has not even covered the years where LBJ was Vice-President and President.</p>
<p>All three volumes focus on Johnson’s ambition for power and leadership.  <em>Master of the Senate</em> begins with the history of the Senate and its role in our Constitutional structure as the place where dramatic political and social change goes to die – by design.  Even after Senators were directly elected, the longer terms, the rules of the Senate, the role of seniority, committee chairmanships, the ease of filibuster, and the difficulty of cloture have made the Senate a unique institution.</p>
<p>Caro focuses mostly on two developments in the years between 1948 and 1960 before Johnson was elected Vice-President.  First, was his meteoric rise as the first (and possibly last) Senate Majority Leader to wield true power.  Second, was his burning ambition to be the first Southerner to be elected President since the Civil War.</p>
<p>These two developments combined in Johnson’ epic struggle to pass the Civil Rights of Act of 1957.  Out of burning ambition, but also a complicated attitude toward race that was different than most Southern Senators, Johnson wanted, needed, some, any, civil rights legislation to lay the foundation for a run for the White House in 1960.  Passing such legislation meant a weak enough bill so the Southern Bloc (his bloc as Caro makes clear in detail) wouldn’t filibuster, and yet enough of a bill that the Republicans, Northern liberals, and Western Democrats could support.  To ensure passage, and no filibuster, Johnson had to stitch together a coalition that had never been successfully created on civil rights from the Jim Crow era on.</p>
<p>Caro lays out the cajoling, wheeling, dealing, strong arming, and compromising in the fight for the civil rights bill as well as the complicated linkages between the civil rights bill and other legislation to obtain LBJ’s winning coalition.  Among other things, Johnson brokered a deal between Western Democrats who wanted public power and conservative Southern Democrats who wanted the most watered down civil rights bill possible.  The Southerners voted for a public power bill they had previously opposed, but did not filibuster the emerging civil rights bills once key changes were made.  The Southerners  opposed the bill on the floor and voted against it, but would never used the one weapon which could have killed it entirely.  The Western Democrats got their public power (at least in the Senate) and supported watering down the civil rights bill which would not hurt them politically back home in that era.  Northern Democrats eventually were reconciled to the fact that some bill was better than nothing and Southern Democrats were reconciled to the fact that some bill was inevitable.</p>
<p>Does this remind you of anything currently going on in the Senate?  We are seeing the same type of struggle now play out in the Senate over health care reform.  Only a fraction of the sausage making is taking place in public, but the same issues of power, leadership, and strategy seems to be unfolding.  Some bill, any bill, will probably ultimately pass.  Obviously <a href="http://reid.senate.gov/">Harry Reid</a> is no LBJ, but the demographics of the House, Senate, and White House are different enough that something is likely to emerge.  </p>
<p>But the issues of power, leadership, and strategy remain.  Is some bill better than no bill?  Is this the first step to more comprehensive reform down the road?  Is the watering down of the public option to build coalitions within the Democratic Party, and perhaps a couple of Republicans, leadership, weakness, or just rent seeking?  While we will never know, what would LBJ have done on health care, and will we ever see the likes of him as a legislative leader again?</p>
<p>***<br />
Thanks to Danielle, Dan, and the rest of Concurring Opinions for the chance to blog for the month of October.  I look forward to the new group of guest commentators for November including my <a href="http://www.luc.edu/law/faculty/zimmer.html">Loyola-Chicago colleague Mike Zimmer.</a></p>
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